A Historical Note On the Idea of
Final Causality
Before Saint Thomas Aquinas
Plato
Plato never accepted a purposeless mechanistic
explanation of the universe. A picture of reality which was developed, for
example, by Democritus, for whom whatever exists is reduced to atoms and the
chance encounter in void, was radically against the whole spirit and content of
Plato's philosophy. Such a mechanical, materialistic explanation was–for Plato–built
on a perverted principle of the priority of matter over mind. This reductionist
principle was contrary to
logical thinking and experience. It was contrary to logical thinking because it
explained the “higher” by the “lower” and, as such, it led to skepticism in
philosophy. It perverted ethical values, and it was the root of disorder and
evil in all departments of human life and experience.8 As a
matter of fact, it was no explanation at all. Let us recall the severe criticism given by
Socrates in the Phaedo9 against the mechanistic elements of
Anaxagorian philosophy. Socrates accuses Anaxagoras of not having seen the
difference between conditions and causes, and declares that the only true cause
of his presence in the prison cell is not the structure of his body or the
physical force which holds him there, but his own conviction that he is right in
staying there. This decision and his vision of the right is the cause of his
staying in prison, knowing that his days are numbered. Socrates implies here
that to explain human behavior by sheer mechanics of the bodily elements is to
give no explanation at all.
The teleological view of nature was deeply
rooted in Plato's most central philosophical beliefs.10 This view
was further confirmed by the discoveries in astronomy made during his lifetime
by the Pythagoreans. The world is not a blind, chaotic compound of mechanical
parts, a result of directionless necessity; it is a living, organic system,
designed with purpose and revealing rational finality. If the earth is round
and if the planets are revolving on circular paths, it is clear that the world
is built on the most perfect patterns of movement, and that order and harmony
constitute the basis of its structure. The world is governed by reason and
order, and therefore it can be understood and explained properly only if it is
accepted that it is built purposefully, teleologically. Rational purpose,
therefore, becomes for Plato the basic principle of explaining the universe.
This is the reason why Plato wrote the Timaeus. It is a dialogue extremely rich
in content wherein a great amount of thought is compressed into a comparatively
small space. This is why it is sometimes difficult to grasp the full
implications of the text. The Timaeus is Plato's testimony to the
Intelligence discoverable in the structure, life and order which pervades the
cosmos. It is the earliest and the most impressive account of “creation” in
Western thought besides the biblical story of Genesis.
The essential message of the dialogue is
contained in the thesis that this universe can be explained only within the
teleological perspective. Most commentators would agree with Cornford that this
is the central message of the Timaeus: “The whole purpose of the Timaeus is to
teach men to regard the universe as revealing the operation of such a Reason,
not as the fortuitous outcome of blind and aimless bodily motions.11
Paul Shorey concurs: “Plato undoubtedly
intends seriously as the central thought that the universe somehow is a product
and revelation of intelligent design and beneficent purpose.”12
The teleological view of the universe
presented in the Timaeus has its natural and necessary place in the whole
Platonic philosophical system. It is a required completion of his central
philosophical views. That which deserves the name of “really real” is only that
which is immaterial, eternal, imperishable, immortal. This is the world of
ideas. The noblest and most real in man is not his body, but his soul,
which is immaterial, immortal, and destined for an eternity of bliss. The
highest level of the soul is intelligence, which is the only source of authentic
knowledge in man. It opens man up to the vision of the ideal, and enables him
to lead a virtuous life. The whole destiny of man depends on maintaining harmony
and order within himself, and this is the essence of virtue. But harmony and
order are possible only if man is governed by intelligence, reason. The Republic–a theory of the ideal state–is
based on the analogy between the order and harmony in the human soul and the
order and harmony which should prevail in the state. In the Timaeus the soul is
presented as a microcosm reflecting the macrocosm which is endowed with an
order and harmony of its own. The heavens reveal the beauty and harmony
governing the universe. Plato joins together the order and harmony of the human
soul–the essence of the virtuous life–with the order and harmony of the
universe. In this way he provides for human morality a cosmic base, ultimately
linked to the ideal cosmos, since the whole visible, phenomenal world is only a
fleeting and imperfect image of the world of ideas. I shall revert to this
topic later.
The Timaeus raises a great number of very interesting and deep philosophical problems, the study of which would prove extremely rewarding. However, since the purpose of this study is restricted to a critical evaluatio
evaluation of the Platonic concept of final
causality, the following questions emerge as important: (1) How does Plato
conceive the relationship between intelligence and the structure of the world?
(2) What is the philosophical validity of his thought in this respect? The
above questions can both be answered through an analysis of the pertinent
elements in the Timaeus with references, where necessary, to other dialogues.
The Plan of the Timaeus. The whole Timaeus
can be divided into three parts, as suggested by the text itself, and this will
help in giving a bird's‑eye view of the. dialogue. 13 The three
parts are (a) Introductory Conversation (17A-27B), (b) The Prelude
(27C-29D), (c) The Discourse (29D-69A). The latter in turn can be subdivided
into three parts: (a) the works of Reason (29D-47E), (b) “what comes about of
necessity” (47E-69A), (c) purpose and necessity–woven together in a more
detailed description of man (69A to the end).
The Introductory Conversation which ends
with the story of the mythical Atlantis is not very important for this study.
The Prelude and The Discourse contain the essence of the dialogue.
The Prelude (27C-29D) contains an
elucidation of the basic principles of the discourse to follow and the
limitations of the phenomenal type of approach. These principles apply to
anything that is not eternal but comes to be, and since the whole visible world
is constantly in the process that is coming-to-be, they apply to the whole
visible universe. The first principle: Only what is eternal and immutable is
intelligible or capable of an accurate rational account14; whatever
is visible is changing and all that is sensible is in the process of coming to
be.15 Second principle, whatever is coming-to-be must have a cause:
the universe comes-to-be therefore it must have a cause.16
This cause is the maker of the world.17 Third principle, the
maker of the world will make a good universe only if he uses a model for his
work, and not any model, but an eternal model. This world is good, therefore,
it has an eternal model.18
This universe is the product of its maker,
who fashioned it according to a model of that which is eternal and thus
comprehensible by rational thought and discourse. Therefore:
Again, this being so, our world must
necessarily be a likeness of something. Now in every matter it is of great
moment to start at the right point in accordance with the nature of the subject
concerning a likeness then, and its model we must make this distinction: an
account is of the same order as the things which it sets forth–an account of
that which is abiding and stable and discoverable by the aid of reason will
itself be abiding and unchangeable; while an account of what is made in the
image of the other, but is only a likeness, will itself be but likely, standing
to accounts of the former kind a proportion: as reality is to Becoming so is
truth to belief. If then, Socrates, in many respects concerning many things
the–gods and the generation of the universe–we prove unable to render an
account at all points entirely consistent with itself and exact, you must not
be surprised. If we can furnish accounts no less likely than any other, we must
be content, remembering that I who speak and you my judges are only human and
consequently it is fitting that we should in these matters accept the likely
story and look for, nothing further.19
The stress on the distinction between Being
and Becoming is crucial to the very essence of Platonism. It divides all
existence into two radically distinct orders: (1) the unchanging, eternal, that
which alone really is, the “really real,” and (2) the changing, flowing,
passing, that which really never is, only always becomes and vanishes away, and
“is never real.”20 The first order, the real, and unchangeable, is
the one that can be apprehended by thought. It constitutes the intelligible.
Only of that realm is an authentic and strict, certain knowledge possible. The
changeable is the object of sensation and can yield only belief. Sensation is
un-reasoning. Thus, only in pure dialectics where strict definitions are
possible is certitude present. The eternal and the unchanging (the world of
Ideas, Forms) corresponds to the nature of the mind and constitutes its proper
object. Cosmology, biology, physics, etc., which deal with the sensible, or
physical in general, i.e., with what “never is, but always becomes,” give only
belief, opinion and never certain knowledge. The account in Timaeus will thus
be, in Plato's words, only a “likely story.”
This world is only a copy of an eternal
model, 21 and consequently a likeness, and a fleeting likeness, of
something other than itself. It follows that an account of „what is made in the
image of that other, but is only a likeness, will itself be but likely.”22
The conclusion of the whole analysis is
stated at the end of the passage quoted above: “If we can furnish accounts no
less likely than any other we must be content remembering that I who speak and
you my judges are only human, and consequently it is fitting that we should in
these matters accept the likely story and look for nothing further.”23
Similar remarks of caution are given by Timaeus many times during the whole
discourse.
What is meant here? Does it mean that Plato
is not serious in proposing the philosophical doctrine of the Timaeus, whose
central message is that this universe displays to the human mind a work of
Reason acting with a purpose in view? This can hardly be the case.
Plato gives enough hints as to what he
means. The “likeliness” of the story of Timaeus refers only to the details of
the physical statements depending on sense data. Absolute certainty is not
obtainable here. This, however, does not undermine the central philosophical
content of the dialogue. The distinction between the different kinds of knowing
is based on the Platonic premise of the radical division of all reality and the
modes of knowing it. It might sometimes be difficult to raw a clear line of
demarcation in the dialogue itself as to the text makes clear that in
metaphysics, mathematics, dialectic we do have certain knowledge. The basic
Platonic option for the knowledge of pure intellectual where myth is involved
and where strict argument, but forms over and above the sensible and the
visible is characteristic of the whole of Platonism, and it cannot in all
fairness be taken as an objection against the message of the Timaeus. This world, according to
Plato, is a copy of the eternal, and so it participates in the ideal. If the
word “participates” has not been clearly explained even by Plato, it still
remains true that the participation of this world in the eternal and ideal is a
truth which Plato accepted very firmly. As a matter of fact, as we shall see,
the Timaeus may be a partial attempt to answer the question of participation.
The Demiurge, by fashioning the elements and introducing order into the world
according to the principal ideas, makes it participate in the eternal: he makes
it an “image of eternity.”
The second principle of the Prelude24
is a metaphysical statement: whatever becomes, must become “by the agency of a
cause.” This is a universal metaphysical principle, which Plato takes as
evident. Ontology remains the ground of cosmology.
Two meanings of the word “becomes” as
related to the visible universe must be carefully distinguished: (1) something
comes into existence, either suddenly or at the end of a process; (2) something
is in the process of change; in this sense the process can be eternal: without beginning or end, a perpetual
process. Plato has in mind the second way of becoming: perpetual coming-to-be,
“… that which is always becoming and is never real.” 25 However, he
also talks about time as having begun with the work of the Demiurge. How these
two perspectives can be reconciled shall be discussed later.
The important point for us is the principle
of causality mentioned above.26 The cause, mentioned twice in
the passage, is an active cause: an agent. This cause is interpreted in section
28 as “the maker and father of this universe…”27 This “maker and
father” is the builder of the world. The cause, therefore, means an
Intelligence acting teleologically. The same idea is expressed in the Sophist,28
where divine causation is defined as “a causation working with reason and art,”
and proceeding from the divinity.
In the Philebus29 the statement
is made that cause is necessary for all things that become. The cause (aitia)
is the same as the “maker” (to poioun). The cause of the universe is not random
and disordered,30 but directed by wisdom (phronesis) and
intelligence (nous). Then the analogy is drawn from human soul to the soul of
the universe; as in man it is intelligence which establishes order and harmony,
so the same must be true of the universe. The order of the universe is caused
by intelligence (nous).31 Now, since intelligence resides only in
souls, Plato infers that there are cosmic souls, and that the world is governed
by intelligence. Intelligence is the cause of cosmic order.32
Intelligence (nous) then is identical with cause or as one commentator says: “…the
Nous belongs to the category of cause.”33
A similar argument is also given in Laws, X
where Plato attacks atheism and moral skepticism, and cynicism by
stressing that the disease of atheism is rooted in the false teachings of
philosophers that this world is the product of unintelligent movements and purely
material elements.34
The argument here can be summarized in the
statement that all motion of all bodies must ultimately be caused by motions of
the soul: conscious design and purpose are at the origin of all process. The
mind, not the body, is the origin of movement.35 The reasoning is as follows: all motions can
be reduced to two classes: (1) communicated motion or movement “from another”,
and (2) spontaneous motion (that which moves itself),36 and
communicated motion comes always ultimately from spontaneous motion. Now,
whatever exhibits spontaneous motion we call living (empsychon); we say that it
has a soul. In other words, the word “soul” (psyche) is convertible with source of spontaneous motion. The
conclusion is that all physical motion has its source in the movements of the
soul. Therefore, the soul or mind is the cause of cosmic motion also. Plato
does not believe in any spontaneous physical movement.37 A similar
line of thinking is found in Phaedo and Phaedrus arguing to the immortality of
the soul. God, the orderer of the world, is called the “best soul” and although
in this world disorder also exists, the “best soul” remains the supreme
fashioning cause of the world.38
In the first part of the Discourse Plato
presents the works of Reason (29D-47E). The works of Reason are those elements
in the world which display intelligent design.
The Demiurge fashions gradually the world's
body and soul, the heavenly gods: the stars, the planets and the earth.39
Later, these gods create mankind, and other living beings40 Plato
gives a description of the human body and the reasons for its structure,
especially the structure of the human eye.41 He proposes the reason why man has vision and hearing:
so that by observing order and harmony through the study of astronomy and
music, he may be able to introduce order and harmony into the movement of his
own sou1.42 The Forms remain always the models of the making of this
visible reality. The Demiurge is the agent of ordering the world and what is
found in it.
The second part of the Discourse (47E-69A)
describes “what comes about of necessity.” By “necessity” is understood blind
physical causation. This element of blind necessity is “persuaded” by the
Demiurge, but only to a degree. A residue of the blind and the necessary always
remains! Space, the matrix or receptacle, is described. The Demiurge
orders its random and irregular movements by fashioning it according to
geometrical principles.43 Sensation is connected with the
geometrical forms of he primary bodies. The different kinds of are related to the geometrical structure of
the elements which are the constitutive material of bodies.
Part three of the Discourse (69A-End)
describes the three main parts of the human soul and the structure of the most
important organs of the human body and their functions. Finally, Plato
describes different diseases of the soul and body, and the forms of the
pathological states of each, giving different prescriptions for attaining order
and harmony of the soul (the essence of virtue is harmony, effected by the mind
in man) by controlling the lower parts of the soul and subduing the body under
the direction of the soul. The bodily, physical elements are stressed as being
of great importance. The evil states of the soul (immorality) are portrayed as
conditioned and dependent on a faulty, disharmonious bodily basis: a
disharmonious unhealthy body is responsible for a disharmonious, evil soul. In
summary, a crippled body cripples the sou1.44 The mutual influence
of the corporeal on the spiritual, and vice versa, has been very well stressed
at this point.45 The body must be „persuaded” by the mind, although complete and perfect
control here is a matter of aspiration only. It is an ideal always calling for
more perfect realization.46
After this sketchy outline of the Timaeus
we come back to the original question: What is, for Plato, the ultimate ground
of the purposeful formation of the universe?
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